High Intensity Focussed Ultrasound Therapy for Prostatic Tumors: Anaesthesiologists Perspective-Juniper Publishers
Juniper Publishers-Journal of Anesthesia
Abstract
Background: High intensity 
focussed ultrasound (HIFU) is a fairly recent and excellent addition to 
the armamentarium of minimally invasive surgical therapy. It causes 
thermal ablation of targeted diseased tissue through intense local heat 
generation without affecting the intervening healthy tissue. It is a 
promising advancement in onco-surgery with the potential to 
revolutionize carcinoma prostate therapy.
Methods: A thorough Medline 
search was done for this review article with the key words: High 
intensity focussed ultrasound (HIFU), carcinoma prostate, minimally 
invasive surgery, and anaesthesia. All the relevant articles found in 
Google, Pub med, e PUB and EBESCO were fully reviewed. The authors’ 
personal clinical experience with HIFU for prostate tumour ablation and 
its anaesthetic implications are also added in this review.
Results: The survival rates 
after HIFU are comparable to those after surgery, while the results 
after cryo therapy and brachy therapy are inferior to those of surgery. 
HIFU can be used as both primary and salvage treatment post- 
radiotherapy and has a lesser incidence of complications like urinary 
incontinence and erectile dysfunction. Anaesthesia for prostatic HIFU 
may pose challenges in patients with concurrent co-morbidities, 
metastatic tumours and geriatric population. Induction of anaesthesia on
 trolley, transfer to HIFU table, right lateral positioning on HIFU 
table and application of rectal probe, transfer to OT table and 
lithotomy position for TURP, and finally shifting back to transfer 
trolley post reversal of anaesthesia is time and labour intensive. 
Spinal metastasis is common with prostatic tumours and general 
anaesthesia is preferred in such patients.
Conclusion: Anaesthesia is 
largely given to prevent motion which can thwart the millimetre 
precision of HIFU. Regional anaesthesia with sedation is cost effective,
 less cumbersome, allows fast-tracking of patients reduces cancer 
recurrence and has emerged as the anaesthesia of choice. Shifting and 
positioning of patients under general anaesthesia is more cumbersome 
with the AlbathermTM device as compared to the SonablateTM HIFU device. 
Teamwork and co-ordination between the radiologist, surgeon and the 
anaesthesiologist is vital for successful HIFU therapy
Keywords:  High Intensity Focussed Ultrasound (HIFU); Carcinoma Prostate; Minimally Invasive Surgery; AnaesthesiaAbbreviations: BPS: Bronchi Pulmonary Sequestration; SCT: Sacrococcygealtrachoma; TTTS: Twin-To-Twin Transfusion Syndrome; TRAP: Twin-Reversed Arterial Perfusion; HIFU: High Intensity Focussed Ultrasound; PET: Positron Emission Tomography; NICE: National Institute for Health and Care Excellence; TURP: Transurethral Resection of Prostate; MAC: Monitored Anaesthesia Care; PNS: Peripheral Nerve Stimulator; BIS: Bi Spectral Index
Introduction
Ultrasound guided epidural anaesthesia, regional 
blocks, internal jugular vein cannulations, ultrasound lithotripsy and 
ultrasound assisted thrombolytsis are some of the current medical 
applications of ultrasound technology [1,2]. Low-intensity ultrasound 
produces physiological effects such as stimulation of bone-growth, and 
has the potential to temporarily disrupt the blood-brain barrier for 
drug delivery. High intensity focussed ultrasound (HIFU) which causes 
thermal ablation of diseased tissue via intense heat generation locally 
is the latest promising advancement in minimally invasive surgery with 
the potential to revolutionize carcinoma prostate therapy [1,3-5]. It 
was approved by the FDA in the year 2004. When Magnetic Resonance 
Imaging (MRI) is used for guidance, the technique is called Magnetic 
Resonance guided Focused Ultrasound (MRgFUS/ MRgHIFU).
HIFU generally uses lower frequencies (0.250 to 2
 MHz) than medical diagnostic ultrasound (7-14MHz), but at considerably 
higher energies. HIFU cannot penetrate air or solid bone and hence a 
Tran rectal ultrasound probe is used to access the prostate located deep
 in the bony pelvis [1,3,5]. HIFU has fewer side effects like erectile 
dysfunction and incontinence as compared to conventional radical 
prostatectomy or radiotherapy. A thorough MEDLINE search was done for 
this review article with the key words: High intensity focussed 
ultrasound (HIFU), carcinoma prostate, minimally invasive surgery, and 
anaesthesia. All the relevant articles found in Google, Pub med, e-PUB 
and EBESCO were fully reviewed. An overview on the authors’ personal 
experience on anaesthesia for prostatic HIFU is also reviewed.
General Indications of HIFU Therapy
Apart from its use in prostate cancer, HIFU has a variety of clinical applications:
- Uterine fibroids: HIFU has become an effective non-invasive treatment option for patients suffering from symptomatic fibroids [6-8]. HIFU provides sustained symptomatic relief for more than two years in most patients but around one fifth of the patients may require additional treatment.
- Face lift (non invasive skin tightening) and fat reduction [9-11]: Micro focussed ultrasound acts on subcutaneous tissue producing small (<1 mm3) thermal coagulation points (5mm deep) without affecting dermal and epidermal skin layers of skin. Collagen fibres in the facial planes (superficial muscular aponeurotic system and of the dermis papillae) as well as the deep reticular dermis are denatured and de novo collagen synthesis is stimulated.
- Phase emulsification of cataracts.
- Thyroid and parathyroid nodules: EchopulseTM was the first HIFU device to be used for benign thyroid nodules and hypertrophic parathyroid glands ablation [4].
- Breast cancer: HIFU was approved in 2012 for breast fibro adenoma ablation. After HIFU for breast carcinoma by Wu et al. [12], oedema was noted in the mammary tissue surrounding the treated area which included the tumour with a 1.5-2.0 cm margin of surrounding normal breast tissue which disappeared 7-10 days postoperatively. Half the patients experienced mild local pain, warmth, and sensation of heaviness in the diseased breast but only one sixth patients required 3-5 days oral analgesics. All HIFU treated tumours underwent gross observation after surgical removal of the diseased breast. Neither bleeding of the treated regions nor injury of intervening tissues was identified, indicating the safety of HIFU ablation. Macroscopic and histological examination showed that HIFU treatment induced complete coagulative necrosis of the target tissue.
- Brain tumour, Parkinson’s disease, Essential tremors and Neuropathic pain [13-16].
- Hyper spleenism [17].
- Non invasive foetal surgery: HIFU can noninvasively and effectively occlude blood vessels in uterus avoiding complications like premature delivery which are seen with conventional and endoscopic surgery. Bronchi pulmonary sequestration (BPS), sacrococcygealtrachoma (SCT), twin-to-twin transfusion syndrome (TTTS), twin-reversed arterial perfusion (TRAP) sequence can be treated with HIFU [18].
- Primary and secondary liver cancer: HIFU is being utilized for both hepato cellular carcinoma and liver metastases from primary carcinomas present elsewhere in the body but is considered curative only for solitary small primary liver carcinomas [19-22].
- Renal tumours: In one trial patients had HIFU followed a week later by surgical removal of the malignant tumour. The pathologists analysed the cancer cells removed to study the effect of HIFU on tumour cells [21]. The other trial was for patients with more advanced cancer that could not be surgically removed.
- Pancreatic cancer: HIFU provides palliative therapy for symptomatic and pain relief in advanced stages not amicable to surgery [23-24].
- Urinary bladder cancer: Although being used in some centres, HIFU seems to be of doubtful efficacy since the constant flushing of debris in the bladder and the urine accumulated there theoretically do not allow a build up of adequately high temperatures to affect ablation [23].
- Pain relief: Numerous painful conditions like musculoskeletal degeneration, bone metastases and neuropathic pain have benefitted from HIFU [25]. The mechanism by which HIFU produces analgesia is believed to be due to localised de nervation of tissue targets and neurons modulation.
Clinical Utility of HIFU for Prostatic tumours
HIFU was authorized in October 2015 by FDA for 
the ablation of prostate tissue [26]. The standard ultrasound treatment 
of prostate cancer ablates the entire prostate, including the prostatic 
urethra. The urethra has regenerative ability because it is derived from
 bladder squamous-type epithelium rather than prostatic tissue 
(glandular, fibrotic and muscular). While the urethra is an important 
anatomical structure, physiology of maturation requires an intact 
sphincter and bladder neck [27-30]. During HIFU, the sphincter and 
bladder neck are demarcated and not ablated. According to Gel et al [27]
 if the Gleason score of the local recurrence is ≤7, HIFU therapy is a 
very promising curative option for prostatic cancer recurrence after 
radiotherapy. They undertook 131 HIFU sessions in 118 patients.
The mean post-operative catheterisation time was 
five days (range 2-46 d). The prostate volume decreased progressively 
(median 18cc per HIFU to median 13cc 3 months post HIFU) as the necrotic
 tissue was eliminated in the urine for months thereafter. Follow-up 
biopsies (at 16.4 months) were negative in 99 patients (84%). The median
 nadir PSA (Prostate specific Antigen) was 0.18ng/ml. Sixty-one patients
 (52%) required no hormonal treatment: they had negative follow-up 
biopsies and their PSA levels remained stable. Actuarial 
progression-free survival rate, was 78% for low-risk patients, 49.5% for
 intermediate-risk patients and 14% for high-risk patients (p=0.0002). 
PSA levels before commencing HIFU therapy had no effect on actuarial 
progression-free survival rate. Treatment with HIFU allowed local tumour
 control in 84% of patients treated for prostate cancer recurrence after
 radiotherapy. Poor results obtained in high-risk patients (stage T3 or 
PSA ≥ 20ng or Gleason score ≥8) are related to the presence of 
micro-metastases not detected by the standard examinations.
From 1995 to 2002 HIFU was given using standard 
treatment parameters. The early complications in the clinical trial 
conducted by Gel et al [28] were acute retention occurring within three 
months of treatment due to the migration of necrotic debris into the 
prostatic urethra, urinary incontinence (43%patients; 23% of them 
severe, grade 2/3; artificial sphincter was implanted in 11 patients), 
urethro rectal fistula (occurred between two and six weeks after 
treatment) and prostatic urethral steno sis. The application of specific
 parameters in 2002 lead to complete disappearance of urethro rectal 
fistula, frequency of grade 3 in continence was reduced from 16 to 5% 
and the rate of steno sis of the prostatic urethra or bladder neck was 
reduced from 35 to 6%.
Advantages of Hi fu Therapy
HIFU noninvasively induces complete coagulative 
necrosis of the target solid tumour, without requiring surgical exposure
 or insertion of instruments into the tumour, utilizing real time image 
guidance [29-33]. It is radiation free, spares the intervening tissue 
and has provision for different strategies like whole gland, nerve 
sparing and hemi ablation [34-39]. Minimal invasiveness, minimal 
hospital stays and minimal side effects are the advantages of HIFU 
[40-42]. It can be used as both primary and salvage therapy after 
radiotherapy (Cyber knife, IMRT or Proton Beam Therapy).
Disadvantages and Side effects
Limitations are that it cannot be utilized for 
stomach, intestines, lung or any air-filled viscera since bone and air 
absorb and deflect ultrasound beams. Using focused ultrasound on these 
lesions becomes dangerous as precision is compromised and healthy tissue
 may be ablated. Scarring of prostate, expense involved, new treatment 
for which not much data is available are some disadvantages. Side 
effects include prostatitis, urinary tract infection, mild rectal pain 
or discomfort lasting 3-4 days, urinary incontinence including stress 
incontinence, erectile dysfunction, sterility with almost nil 
ejaculatory fluid and fistula formation [30,42,43]. Documenting long 
term side effects requires further research and time.
Patient Selection and Imaging
99mTc-phosphonates bone scan has limited 
sensitivity in identifying distant metastasis, whereas lymph node micro 
metastasis escapes detection by thoraco-abdominal CT scan and MRI. 
18F-fluorocholine or 11C-choline positron emission tomography (PET)/CT 
imaging can detect local recurrences, lymph node and bone metastases at 
an early stage and is recommended to rule these out before initiating 
HIFU.
Current Guidelines
National Institute for Health and Care Excellence
 (NICE) [44] has issued guidelines to national health services of 
England, Scotland, Wales and Northern Ireland for the treatment of 
prostate cancer. NICE guidelines (last updated in 2014) recommend HIFU 
for prostate cancer as part of a clinical trial, however in some special
 circumstances HIFU may be given outside of a trial. A trial called 
INDEX-LITE looked at using HIFU for localized prostate cancer in men 
[45]. Another trial compared HIFU with surgery for men with prostate 
cancer.
The procedure is most effective for prostate 
glands weighing 25gm [28,35,45,46]. Larger glands need to undergo 
transurethral resection of prostate(TURP) followed by HIFU 2 to 3 months
 later when the gland would have shrunk to 20 to 25 gram size. As an 
institutional protocol we perform TURP after each HIFU in the same 
sitting for enlargement of prostatic urethral channel to get rid of the 
ablated prostatic tissue. This has the triple advantage of reducing 
infection rate, diminishing postoperative pain and the psychological 
benefit of not discovering prostatic tissue debris in the urine (which 
may even aggravate into acute obstruction of urethra and retention of 
urine)
Recommendation codes are as follows:
- M71.1 High intensity focused ultrasound of prostate
- Y53.2 Approach to organ under ultrasonic control
- Y53.7 Approach to organ under magnetic resonance imaging control
- ICD-10 code C61.X Malignant neoplasm of prostate.
Procedural Details
HIFU therapy for carcinoma prostate is generally 
performed using the ALBATHERMTM device (EDAP-TMS, S.A., Lyons, France). 
With the patient in right lateral position, an ends rectal probe with an
 inbuilt ultrasound imaging transducer(7.5MHz) and HIFU therapy 
transducer (2MHz) is inserted Imaging, treatment planning and actual 
treatment are the three steps of HIFU therapy [27,32,39]. The ultrasound
 beam emitted by the probe is focused to reach a high intensity in the 
target area. A cooling balloon surrounding the probe protects the rectal
 mucosa from the high temperature. The 45- 85⁰C temperature attained at 
the target site by high intensity focussed ultrasound (HIFU) suffices 
for prostatic tissue ablation. Tissue destruction occurs due to direct 
heating within the lesion and the mechanical effects of acoustic 
cavitations [47-49].
Glands up to 40 cc can be treated, the critical 
dimension being the prostatic height which should be 35mm as the focal 
length of the lens is 4cm [50]. The treatment is planned and 
administered in four successive blocks by dividing the right and left 
parts of the prostate gland into a superficial and deep subunit each. 
The lower boundaries of the19 to 26 mm long unitary lesions (ellipsoidal
 target fingers) are marked superior to the hyper echoic rectal surface.
 The thickness of each elliptical finger is 1.7mm which is precisely the
 thickness of two adjacent slices (Figure 1). The entire treatment takes
 about 2-4 hours depending on the prostate size (up to 6 hours with 
primitive versions). The urethral/ supra pubic catheter inserted 
postoperatively is withdrawn on the fourth to fourteenth postoperative 
day.
MRI with gadolinium injection is utilized for 
monitoring rectal wall integrity followed by proctoscopy if the MRI scan
 detects abnormalities. Prostate specific antigen measured at 3 months 
is the most important prognostic marker. Invasive prostatic biopsies 
need not be done. The transducer operates at 50 watt power (follows the 
rule of 5): shoots in pulses for 5 seconds and is silent for the next 5 
seconds. The soon anatomy of the ablated prostatic tissue is altered 
only for the next 10 minutes following firing due to bubbling in the 
tissue. After 10 minute the abated prostatic tissue is son graphically 
the same as before ablation. A biopsy is not useful for follow up as it 
cannot distinguish prostatitis from low grade malignancy.
85% of patients had negative prostatic biopsies 
and 83% had PSA nadirs at 7 years post HIFU denoting disease free status
 in a study on 803 patients. If required, HIFU treatment can be repeated
 and it does not preclude the use of other modes of therapy like 
surgery, radiation or hormonal treatment, to treat local recurrence.
Safety Precautions
Rectal cooling, patient movement detection by a 
reflector, and real time rectal wall monitoring are the main safety 
features. A coolant which is distilled water coloured with methylene 
blue is circulated at the site to prevent thermal injury to the 
surrounding normal tissue. In the sagittal view, the anatomical apex of 
prostate is first identified and the lower limit is set as 3.5 mm 
cranial to it. Upper limit is identified by the balloon of the urinary 
catheter lying close to the bladder neck. Rectal wall is seen as a hyper
 echoic white reflecting surface inferior to the prostate in the coronal
 section.
Anaesthetic Implications
When this procedure is performed in a 
radiological suite, which is usually away from the main operation 
theatre complex, all standard ASA principles of MAC (Monitored 
Anaesthesia Care) must be strictly followed. All precautions for 
anaesthesia in remote location apply. Purpose of anaesthesia is to 
prevent motion artifacts as the pain is usually mild and from 3-5 on the
 VAS score. Lying still for several hours (1 to 4 hours depending on 
size of prostate) may be difficult without sedation. A protocol or 
dexmedetomidine infusion is helpful. Respiratory excursions may need to 
be halted especially while ablating intra abdominal tumours. The 
slightest movement such as that during coughing or sighing can move the 
gland, compromise precision and damage surrounding tissue including 
nerves [49]. In this eventuality, the HIFU planning needs to be repeated
 to ensure removal of entire diseased tissue and prevent nerve injury. 
Extracorporeal HIFU is performed under MAC with or without sedation and 
analgesia after adequate skin preparation. HIFU for prostatic lesions 
necessitates general anaesthesia or neuraxial blocks with sedation 
[49-51] (and a rectal enema the night before surgery).
Positioning for HIFU therapy of carcinoma prostate
Patient is positioned supine with an 
attachment fixed to the caudal end of the OT table for Son ablate HIFU 
device while the patient needs to be positioned in the right lateral 
position on a custom made HIFU table when using the Albatherm device 
(Figure 2 & 3).
General Anaesthetic Considerations for Prostatic HIFU
It is generally indicated in elderly patients 
with spinal metastasis or patients with contraindications to regional 
anaesthesia (spinal deformity, local anaesthetic allergy, patients on 
anticoagulant therapy) [51]. Induction of anaesthesia is to done on a 
separate table or on the trolley used to transport the patient to the 
operating room and the anaesthetized patient then carefully lifted and 
positioned onto the HIFU table. The breathing circuit including side 
stream capon graphic sampling line, intravenous fluid line and the 
monitoring cables (ECG lines, pulse ox meter probe, temperature probe, 
peripheral nerve stimulator (PNS) cable and bi spectral index (BIS) cord
 have to be carefully detached and reconnected after positioning the 
patient.
Since the left upper limb lies superior to the
 right one it is more convenient to have an intravenous access and PNS 
electrodes placed here. Apart from routine ASA monitors, invasive 
monitoring may also be required in indicated, high risk cases (patients 
with co morbidities and post chemotherapy patients). Maintenance is with
 balanced anaesthesia technique using inhalational anaesthetic like 
sevoflurane in medical air, a neuromuscular blocking agent like 
atracurium and an opoid like fentanyl. If TURP is also planned after 
HIFU, then the patient is to be shifted back to the OT Table (with 
attachments for performing TURP) before reversal of anaesthesia. The 
concerns of long duration anaesthesia also need to be addressed in this 
situation. Induction of anaesthesia on trolley, transfer to HIFU table, 
right lateral positioning on HIFU table and application of rectal probe,
 transfer to OT table and lithotomic position for TURP, and finally 
shifting back to transfer trolley post reversal of anaesthesia consumes 
about an hour extra over and above the actual time required for HIFU 
planning and execution and TURP. Shifting and positioning requires 
trained OT staff and is more labour intensive especially with the 
Albatherm HIFU device. Leaving necrotic prostatic tissue behind may 
result in bactremia and urinary tract infections and hence the 
requirement of TURP posts HIFU and a good antibiotic cover.
Regional Anaesthesia for Prostatic HIFU
If performed under subarachnoid block (preferred 
over general anaesthesia) [51], there are two options. Firstly, the 
patient can be made to lie down in the right lateral position on the 
HIFU table itself and subarachnoid block performed. The drawback is a 
unilateral block in this case. The block is denser on the right side 
than on the left. Here its beneficial if the surgeon operates on the 
left lobe first followed by the right lobe as the effect of subarachnoid
 block would wane in this order. Secondly, the spinal can be given in a 
sitting position on the HIFU table itself. Here the drawback would be a 
saddle block or a lower level of anaesthesia. These problems can be 
circumvented by giving epidural block with epidural catheter insertion 
which provides ample time for TURP to be performed in addition. Regional
 block is preferred also when HIFU is being performed as a day care 
surgery.
During ablation of renal, hepatic or other intra 
abdominal tumours nasopharyngeal temperature probe insertion can monitor
 and prevent hyperthermia which may occur especially if the target area 
is located in vicinity of blood vessels. A temperature above 38.5⁰C can 
result in cardiac arrhythmias. HIFU for prostatic tumours has coolants 
circulating in the rectal probe which prevent hyperthermia. Regional 
anaesthesia is the preferable modality for HIFU as it is less 
cumbersome, cost effective, better suited for day care patients and 
known to reduce cancer recurrence [52] as compared to general 
anaesthesia especially opioids [53,54]which may promote cancer 
recurrence.
Future Perspectives
Son ablate 450, Sonablate 500 (Focus surgery, 
Indianapolis, IN, USA), developed by Son a Care Medical have obtained 
FDA approval in 2015 but for Albatherm, FDA approval for carcinoma 
prostate treatment is still elusive. Focal one TM is robot assisted 
HIFU, which provides pre treatment MRI import and fusion, intra 
treatment precise contouring of target zone and post treatment 
validation imaging with contrast enhanced ultrasound. Health Canada 
approved EDAP’s Focal One HIFU device in 2014, which allows it to be 
marketed for the treatment of prostate cancer in Canada
Conclusion
Technological progress has catalysed a shift from
 open surgery towards minimally invasive techniques. HIFU satisfies the 
ultimate objective of totally non-surgical tumour ablation. HIFU 
produces focal areas of destruction deep in fresh living tissue with 
minimal effects at the surface and no effects on the intervening tissue.
 Anaesthesia is largely given to prevent motion which can thwart the 
millimetre precision of HIFU. Regional anaesthesia with in sedation is 
cost effective, allows fast-tracking of patients and reduces cancer 
recurrence and has emerged as the anaesthesia of choice.
Acknowledgement:Dr. Sudhir Rawal; Head Urogynaecological Oncosurgery; Rajiv Gandhi Cancer Institute and Research Centre.
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