Using Ultrasound to Confirm Endotracheal Tube Position in the Intensive Care Unit-Juniper Publishers
Juniper Publishers-Journal of Anesthesia
Abstract
Aim: To determine the accuracy 
of ultrasound in confirming endotracheal tube placement compared with 
standard techniques in the intensive care unit.
Subject and Methods:: This was a
 prospectively designed study. Eligible patients were 18 years or older,
 that were admitted to the medical intensive care unit, that required 
endotracheal intubation due to their underlying clinical condition. An 
immediate post intubation Ultrasound examination was performed by an 
intensivist, who was not involved in clinical management of the patient 
and was blinded to the result of the standard confirmatory methods of 
endotracheal tube placement. The clinician performing the intubation was
 blinded to the results of the ultrasound examination findings.
Results:: According to the 
standard method used to confirm proper endotracheal tube position, which
 includes clinical assessment by chest and epigastric auscultation, and a
 colometric end tidal CO2 connected to the endotracheal tube, all twenty
 patients had a correctly placed endotracheal tube; however, the 
post-intubation chest radiograph showed a right main stem intubation in 
one patient that was missed by the standard method of confirmation. 
Ultrasound examination confirmed the proper placement of the 
endotracheal tube in 19 patients, and was also able to detect the right 
main stem intubation in that one patient. Based on the results of our 
study, the diagnostic accuracy of the ultrasound method in confirming 
proper endotracheal tube position was 100% (20/20) and that of the 
standard method 95% (19/20).
Conclusion: This study 
demonstrates that US imaging has a high diagnostic accuracy to 
immediately confirm proper ETT placement post-intubation in an intensive
 care unit.
 Keywords: Ultrasound (US); Endotracheal tube (ETT) position; Intensive care; End tidal CO2; Chest radiographAbbreviations: US: Ultrasound; ETT: Endotracheal Tube; ICU: Intensive Care Unit; AHA: American Heart Association
Introduction
It is important to confirm proper placement of the 
endotracheal tube (ETT) as there is significant morbidity and mortality 
associated with inadvertent esophageal intubation [1-3]. Endotracheal 
intubation is a frequently performed procedure in an intensive care unit
 (ICU) and an intensivist has to be adept at performing intubation and 
confirming ETT position [4]. An ideal technique to confirm the position 
of ETT is one that provides verification of tracheal location of the ETT
 at a level above the carina to ensure bilateral ventilation. The 2010 
American Heart Association (AHA) guidelines for adult advanced life 
support (ACLS) recommend the use of both clinical assessment and 
confirmation devices to verify ETT placement [3].
Visualizing chest expansion, auscultating bilateral 
lung fields and epigastrium, along with continuous waveform capnography 
is considered the most reliable method of confirming correct
ETT placement. Besides waveform capnography there are other confirmatory
 devices, such as, no waveform exhaled carbon dioxide detectors, 
esophageal detector devices, and transthoracic impedance detectors. 
Direct visualization of the glottis and passing the ETT under direct 
vision is considered the gold standard, but in many patients with 
difficult airways, it may not be possible to visualize the glottis [5].
Despite all the numerous techniques described to 
confirm proper ETT placement, none of the methods are absolutely 
reliable, or readily available in many ICU’s [3,6]. Waveform capnography
 is unreliable in patients with low pulmonary blood flow, airway 
obstruction, low cardiac output states, and epinephrine use [6]. A 
routine practice in most ICU’s is to obtain post-intubation chest 
radiography to confirm the location of ETT above the carina [7].
Chest radiographs take time to be performed and are not very
helpful for immediately confirming a proper position of the ETT.
With the rise in use of point-of-care ultrasound to assess
patients in ICU’s, ultrasound machines are readily available in
most ICU’s [8,9]. Sonographic confirmation of correct ETT position
has been described in adults, with either direct visualization of
the tracheal tube [10-14], indirect signs of ventilation, such as
bilateral pleural sliding [15] and diaphragm motion [16-19] or
both [20]. An ultrasound (US) examination can be performed
immediately and rapidly after intubation, with great accuracy to
confirm ETT position [21].
We conducted a pilot study with a goal to determine the
feasibility of US to confirm ETT position immediately post
intubation, prior to the chest radiograph. The study design was
approved by the institutional review board (IRB), and a waiver for
informed consent was obtained as an emergency situation made
it infeasible to obtain the same.
Material and Methods
This was a prospective, double blinded, and single center
pilot study conducted at our Medical Intensive Care Unit. Eligible
patients were 18 years or older intubated emergently in the
ICU due to their underlying clinical condition. Exclusion criteria
included patients with subcutaneous emphysema, pneumothorax,
a history of pneumonectomy and pleurodesis. US imaging for
pleural sliding is not technically feasible in these patients, as
the US waves tend to reflect strongly wherever air meets tissue
secondary to high acoustic impedance.
An anesthesiologist or an intensivist performed the
intubation and confirmed the proper position of the ETT using
the standard method. All patients were sedated and paralyzed for
intubation. The standard method in our ICU to assess proper ETT
location immediately post-intubation includes the use of clinical
assessment and a colometric end tidal CO2 (ETCO2) detecting
device (Easy Cap II, Nellcor Inc., Hayward, CA). The ETCO2
detector connects to the end of the ETT and a persistent color
change from purple to yellow after five breath cycles is accepted
as a verification of correct placement of ETT. A chest radiograph is
then performed and interpreted by the clinician who intubated the
patient to confirm ETT’s location above the carina. An immediate
post intubation US examination was performed by an intensivist,
who was not involved in clinical management of the patient and
was blinded to the result of the standard confirmatory methods of
ETT placement, and the clinician performing the intubation was
blinded to the US examination findings.
US images were obtained using MicroMaxx (Sonosite 
Inc.,
Bothell, WA) machine with a 5-8 MHz curved array transducer. The
examination was performed at a level just above the suprasternal
notch in transverse and longitudinal views (Figure 1). A
confirmation of a tracheal presence of ETT was interpreted as [1]
the presence of two parallel hyper-echoic lines in the transverse or 
longitudinal images (Figure 2&3) [2] a non-intubated or empty
esophagus. By moving the probe laterally it can be confirmed
whether the esophagus is empty or distended by the ETT, as an
ETT in the esophagus gives a similar image as when in the trachea.
Presence of hyper-echoic lines laterally to the trachea, but absent
in the trachea, confirmed an esophageal intubation indicate that
the ETT is outside the trachea [22].




Bilateral presence of pleural sliding on US examination was
used as an evidence of ETT location above the carina. To confirm
pleural sliding, the probe was placed in the 3rd of the 4th intercostal
space bilaterally and the presence of a hyper-echoic line
moving with respiration indicates that the lung is being ventilated
(Figure 4). All US examinations were performed by the same
intensivist trained in the use of point-of-care US in managing ICU
patients.
The clinician performing the intubation completed a 
data collection sheet post-intubation, which recorded the indication for
 intubation, intubation difficulty scale score (Cormack-Lehane scale) 
[23], size of the ETT, the confirmatory methods of ETT position and the 
chest radiograph findings. The intensivist performing the US examination
 recorded the US findings on a separate data collection sheet, which 
included the interpretation of the images for tracheal presence and 
pleural sliding. These two data sheets were then stored in a secure 
location for later analysis.
The null hypothesis of our study was that there is 
no difference in the diagnostic accuracy of the standard method and the 
US method for immediate confirmation on proper ETT position. Fischer’s 
exact test was used for analysis. Statistical analysis was performed 
using Graph Pad Prism version 6.04 for Windows (Graph Pad Software, La 
Jolla California USA).
Results

All patients in the study were males with an average 
age of 70.5 years. The indications for intubation, intubation difficulty
 scale and the size of the ETT is shown in Table 1. As per the standard 
method used to confirm ETT position, all twenty patients had a correctly
 placed ETT, but the post-intubation chest radiograph showed a right 
main stem intubation in one patient that was missed by the standard 
method of confirmation. US examination confirmed the proper placement of
 the ETT in 19 patients and was able to detect the right main stem 
intubation in that one patient. Hence the diagnostic accuracy of the US 
method was 100% (20/20) and that of the standard method 95% (19/20), 
with a p value of 1.0. The sensitivity and ppv of the US method was 100%
 (CI 79.9 - 100%), and the standard method had a 100% (CI 79.1 - 100%) 
sensitivity and 95% (CI 73.1 - 99.7%) ppv.
Discussion
The 2010 AHA guidelines for ACLS recommend the 
use of clinical assessment and confirmatory devices to verify ETT 
position [3]. Clinical assessment includes auscultation of the chest and
 epigastrium and observing chest rise with ventilation, but these 
methods have been shown to be unreliable [7], and esophageal intubation 
has been shown to go undetected in 0.4-15% [1,3]. In the event of 
cardiac arrest, clinical assessment methods require an interruption of 
chest compressions, which is not, recommended as per the AHA guidelines 
as it decreases the perfusion time [3]. A chaotic noisy environment 
during cardiac arrest, or an obese patient can result in inaccurate 
clinical assessment.
ETCO2 detection with either semi-quantitative or 
quantitative methods has been shown to be a reliable method for 
confirming a tracheal position of ETT, with quantitative waveform 
capnography considered the goal standard method [3,22]. But, these 
devices, especially waveform quantitative capnography are not routinely 
available in many ICU’s [24,25]. ETCO2 detection can be severely limited
 in conditions of low pulmonary blood flow or airway obstruction [6]. In
 these situations it can result in a false negative finding, which can 
lead to unnecessary reintubation attempts.
Insertion of an ETT with direct visualization of the
 glottis and viewing the ETT as it passes through the vocal cords is the
 gold standard method to confirm a tracheal position of the ETT. But, in
 patients with difficult airways, one may not be able to visualize the 
vocal cords, and the tube can get dislodged prior to securing the 
airway. Also, just relying on direct visualization of the vocal cords 
can miss a main-stem intubation. Therefore, each method has its 
limitations and intensivists have to rely on several methods immediately
 post-intubation to confirm a proper position of the ETT.
US can be a very useful adjunct to the standard 
methods of confirming proper ETT position. Point-of-care US use has 
risen significantly in the critical care field over the last decade 
[8,9], and US machines are now readily available in most ICU’s. There 
have been several studies describing the utility of US in assessing 
proper ETT position [5,10-12,14-16,18,24-26]. A prospective study 
evaluating the accuracy and timeliness of US compared to quantitative 
waveform capnography showed a 98.2% (CI 93.7- 99.5%) accuracy of the US 
method and a median operating time of 9 seconds [19]. The same 
investigators showed that US is a very accurate method to confirm ETT 
position in patients with in and out of hospital 
cardio-pulmonary-resuscitation (CPR) [20]. The use of US during CPR has 
advantages, as its use does not involve interruption of chest 
compressions, unlike the clinical assessment method. US images are not 
affected by poor perfusion or airway obstruction, as would the methods 
used to detect ETCO2, which rely on perfusion for delivery of carbon 
dioxide to the lungs. In their study there were five patients with 
tracheal intubation who were falsely determined to have esophageal 
intubation by waveform capnography resulting from low perfusion state 
[19]. Intensivists use US routinely to evaluate critically ill patients 
or those undergoing CPR for potentially reversible causes, and US to 
assess ETT position can be quickly performed, without interrupting 
resuscitation.
Studies with US have used different methods to 
confirm ETT position, which can be divided into direct and indirect 
methods. Direct methods involve confirming a tracheal location of the 
ETT by imaging the trachea, either in real-time as the ETT is passing 
through the vocal cords into the trachea, or after intubation 
[10,11,13,14]. ETT in the trachea produces two parallel hyper-echoic 
lines with posterior shadowing. An esophageal intubation, as described 
by Drescher et al., was best seen in transverse views as a second airway
 lateral to the trachea [22]. In the study by Werner et al. the 
esophagus was noticed to be in the left lateral location in 29 of the 33
 patients [14]. Relying on the direct method, one can miss a main-stem 
intubation, which most likely will be seen on a chest radiographs done 
post-intubation. But, chest radiographs post-intubation take time and it
 can result in a delayed diagnosis of main-stem intubation, which can be
 detrimental in patients with severe hypoxemia or pneumothorax on the 
same side as the tube [27].
Indirect methods utilize presence of lung 
ventilation, as ascertained with pleural sliding or diaphragm motion, as
 evidence of correct ETT location [15-18,28]. With ventilation the 
visceral and parietal pleural surfaces slide against each other, which 
on US imaging is seen as a hyper-echoic line moving with respiration 
[9]. Pleural sliding by itself may not be the best method to confirm 
correct ETT position as pleural sliding maybe absent due to reasons 
other than an improper ETT location. Prior scarring of the pleura, 
pneumonectomy, atelectasis etc. can result in absent pleural sliding and
 can result in a false negative finding of an improperly located ETT. 
Patients not paralyzed during intubation can have spontaneous breaths, 
which can result in pleural sliding and an impression of a correctly 
placed ETT, when it might be in the esophagus. Similarly spontaneous 
breaths can produce diaphragm motion and can result in a false positive 
finding of correct ETT position, and in patients with paralyzed 
diaphragms it will be difficult to interpret findings.
In this study we showed that the US method had a 
perfect diagnostic accuracy, and that our hypothesis stays, concluding 
that there is no difference in the diagnostic accuracy between the two 
methods. The US method should be done sequentially, with tracheal US 
verifying a tracheal location of ETT followed by evaluation for pleural 
sliding and/or diaphragm motion bilaterally. Relying on just one method 
can lead to errors in judgment. We are not recommending that the US 
method replace, but, rather be used as an adjunct to the standard 
methods to confirm ETT position. ICU’s without ETCO2 detectors, patients
 with difficult airways, low perfusion states with likelihood of errors 
in capnography etc. are some of the situations where the US method can 
be useful. Immediate detection of a misplaced tube with US would help 
prevent inadvertent ventilation with AMBU-bag, stomach distention, and 
possible vomiting and aspiration.
There are several limitations to our study 
and the results cannot be generalized. The study has a small sample size
 with a high rate of successful intubations, with no esophageal 
intubations. A high rate of successful intubation makes it difficult to 
compare techniques and interpret results. It is a single center study 
involving a single expert user of the US method, hence the results 
cannot be generalized to centers lacking the same expertise. The 
strength of the study is that it was a prospective double blind study, 
performed on patients in clinical emergencies in the ICU rather than in a
 controlled environment on cadavers. This study suggests that ultrasound
 can be used in the immediate post intubation period to quickly confirm 
the ETT position, while still waiting for the chest radiograph to be 
performed. In some instances, chest radiograph is not immediately 
available to confirm ETT position, prolong time to ETT position 
confirmation maybe problematic in those critically ill tenuous patients 
in which inappropriate ETT for prolong periods might lead to 
complications. In summary, US confirmation of ETT position should be 
used as adjuvant to chest radiograph not as a replacement.
Conclusion
US imaging is an accurate method for immediate 
confirmation of ETT position in an intensive care unit and can be a 
useful adjunct to the standard methods of confirmation. In the event 
that capnography is unavailable, US can be a handy tool to verify ETT 
position.
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